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Turnbach, Warren, Rice, Frederick & Smith, P.C.

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Name: Turnbach, Warren, Rice, Frederick & Smith, P.C.
Jurisdiction: Alabama
Legal type: Domestic Professional Corporation
Status: Exists
Date of registration: 01 Jul 1983 (41 years ago) (Companies founded in July 1983)
Entity Number: 000-092-855
Register Number: 000092855
Historical Names: Pruett, Hudson, Turnbach & Warren Attorneys at Law, P.C.
Pruett, Turnbach & Warren Attorneys at Law, P.C.
Turnbach & Warren, P.C.
Turnbach, Warren, Roberts & Lloyd, P.C.
Turnbach, Warren, Lloyd, Frederick & Smith, P.C.
Turnbach, Warren, Rice, Lloyd, Frederick & Smith, P.C.
ZIP code: 35901 (Companies in Etowah, 35901)
County: Etowah
Place of Formation: Etowah County
Registered Office Street Address: 228 S SIXTH STGADSDEN, AL 35901
Authorized Capital: $1,000

Activities LEGAL SERVICES

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
TURNBACH, WARREN, RICE, FREDERICK & SMITH, P.C. 401(K) RETIREMENT PLAN 2023 630836320 2024-03-20 TURNBACH, WARREN, RICE, FREDERICK & SMITH, P.C. 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 541110
Sponsor’s telephone number 2565433664
Plan sponsor’s mailing address P.O. BOX 129, 200 CHESTNUT STREET, GADSDEN, AL, 359020129
Plan sponsor’s address 200 CHESTNUT STREET, SUITE A, GADSDEN, AL, 359014235

Number of participants as of the end of the plan year
Active participants 8
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 2
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 10
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0
TURNBACH, WARREN, RICE, LLOYD, FREDERICK & SMITH, P.C. 401(K) RETIREMENT PLAN 2022 630836320 2023-03-06 TURNBACH, WARREN, RICE, LLOYD, FREDERICK & SMITH, P.C. 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 541110
Sponsor’s telephone number 2565433664
Plan sponsor’s mailing address P.O. BOX 129, 200 CHESTNUT STREET, GADSDEN, AL, 359020129
Plan sponsor’s address 200 CHESTNUT STREET, SUITE A, GADSDEN, AL, 359014235

Number of participants as of the end of the plan year
Active participants 7
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 2
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 9
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0
TURNBACH, WARREN, RICE, LLOYD, FREDERICK & SMITH, P.C. 401(K) RETIREMENT PLAN 2021 630836320 2022-02-04 TURNBACH, WARREN, RICE, LLOYD, FREDERICK & SMITH, P.C. 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 541110
Sponsor’s telephone number 2565433664
Plan sponsor’s mailing address P.O. BOX 129, 200 CHESTNUT STREET, GADSDEN, AL, 359020129
Plan sponsor’s address 200 CHESTNUT STREET, SUITE A, GADSDEN, AL, 359014235

Number of participants as of the end of the plan year
Active participants 9
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 3
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 12
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0
TURNBACH, WARREN, RICE, LLOYD, FREDERICK & SMITH, P.C. 401(K) RETIREMENT PLAN 2020 630836320 2021-02-08 TURNBACH, WARREN, RICE, LLOYD, FREDERICK & SMITH, P.C. 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 541110
Sponsor’s telephone number 2565433664
Plan sponsor’s mailing address P.O. BOX 129, 200 CHESTNUT STREET, GADSDEN, AL, 359020129
Plan sponsor’s address 200 CHESTNUT STREET, SUITE A, GADSDEN, AL, 359014235

Number of participants as of the end of the plan year
Active participants 9
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 2
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 11
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0
TURNBACH, WARREN, RICE, LLOYD, FREDERICK & SMITH, P.C. 401(K) RETIREMENT PLAN 2019 630836320 2020-02-06 TURNBACH, WARREN, RICE, LLOYD, FREDERICK & SMITH, P.C. 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 541110
Sponsor’s telephone number 2565433664
Plan sponsor’s mailing address P.O. BOX 129, 200 CHESTNUT STREET, GADSDEN, AL, 359020129
Plan sponsor’s address 200 CHESTNUT STREET, SUITE A, GADSDEN, AL, 359014235

Number of participants as of the end of the plan year
Active participants 9
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 2
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 11
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0
TURNBACH, WARREN, RICE, LLOYD, FREDERICK & SMITH P.C. 401(K) RETIREMENT PLAN 2018 630836320 2019-03-13 TURNBACH, WARREN, RICE, LLOYD, FREDERICK & SMITH, P.C. 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 541110
Sponsor’s telephone number 2565433664
Plan sponsor’s mailing address P.O. BOX 129, 200 CHESTNUT STREET, GADSDEN, AL, 359020129
Plan sponsor’s address 200 CHESTNUT STREET, SUITE A, GADSDEN, AL, 359014235

Plan administrator’s name and address
Administrator’s EIN 630836320
Plan administrator’s name TURNBACH, WARREN, LLOYD, FREDERICK & SMITH P.C.
Plan administrator’s address P.O. BOX 129, GADSDEN, AL, 359020129
Administrator’s telephone number 2565433664

Number of participants as of the end of the plan year
Active participants 9
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 1
Number of participants with account balances as of the end of the plan year 10
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0
TURNBACH, WARREN, RICE, LLOYD, FREDERICK & SMITH P.C. 401(K) RETIREMENT PLAN 2017 630836320 2018-02-07 TURNBACH, WARREN, RICE, LLOYD, FREDERICK & SMITH, P.C. 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 541110
Sponsor’s telephone number 2565433664
Plan sponsor’s mailing address P.O. BOX 129, 200 CHESTNUT STREET, GADSDEN, AL, 359020129
Plan sponsor’s address 200 CHESTNUT STREET, SUITE A, GADSDEN, AL, 359014235

Plan administrator’s name and address
Administrator’s EIN 630836320
Plan administrator’s name TURNBACH, WARREN, LLOYD, FREDERICK & SMITH P.C.
Plan administrator’s address P.O. BOX 129, GADSDEN, AL, 359020129
Administrator’s telephone number 2565433664

Number of participants as of the end of the plan year
Active participants 10
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 1
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 11
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0
TURNBACH, WARREN, RICE, LLOYD, FREDERICK & SMITH P.C. 401(K) RETIREMENT PLAN 2016 630836320 2017-01-25 TURNBACH, WARREN, RICE, LLOYD, FREDERICK & SMITH, P.C. 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 541110
Sponsor’s telephone number 2565433664
Plan sponsor’s mailing address P.O. BOX 129, 200 CHESTNUT STREET, GADSDEN, AL, 359020129
Plan sponsor’s address 200 CHESTNUT STREET, SUITE A, GADSDEN, AL, 359014235

Plan administrator’s name and address
Administrator’s EIN 630836320
Plan administrator’s name TURNBACH, WARREN, LLOYD, FREDERICK & SMITH P.C.
Plan administrator’s address P.O. BOX 129, GADSDEN, AL, 359020129
Administrator’s telephone number 2565433664

Number of participants as of the end of the plan year
Active participants 10
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 10
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0
TURNBACH, WARREN, RICE, LLOYD, FREDERICK & SMITH P.C. 401(K) RETIREMENT PLAN 2015 630836320 2016-05-02 TURNBACH, WARREN, RICE, LLOYD, FREDERICK & SMITH, P.C. 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 541110
Sponsor’s telephone number 2565433664
Plan sponsor’s mailing address P.O. BOX 129, 200 CHESTNUT STREET, GADSDEN, AL, 359020129
Plan sponsor’s address 200 CHESTNUT STREET, SUITE A, GADSDEN, AL, 359014235

Plan administrator’s name and address
Administrator’s EIN 630836320
Plan administrator’s name TURNBACH, WARREN, LLOYD, FREDERICK & SMITH P.C.
Plan administrator’s address P.O. BOX 129, GADSDEN, AL, 359020129
Administrator’s telephone number 2565433664

Number of participants as of the end of the plan year
Active participants 7
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 7
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0
TURNBACH, WARREN, LLOYD, FREDERICK & SMITH P.C. 401(K) RETIREMENT PLAN 2014 630836320 2015-05-01 TURNBACH, WARREN, LLOYD, FREDERICK & SMITH P.C. 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 541110
Sponsor’s telephone number 2565433664
Plan sponsor’s mailing address P.O. BOX 129, GADSDEN, AL, 359020129
Plan sponsor’s address 200 CHESTNUT STREET, SUITE A, GADSDEN, AL, 359014235

Plan administrator’s name and address
Administrator’s EIN 630836320
Plan administrator’s name TURNBACH, WARREN, LLOYD, FREDERICK & SMITH P.C.
Plan administrator’s address P.O. BOX 129, GADSDEN, AL, 359020129
Administrator’s telephone number 2565433664

Number of participants as of the end of the plan year
Active participants 8
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 1
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2
Number of participants with account balances as of the end of the plan year 8
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2015-05-01
Name of individual signing JAMES E. TURNBACH
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Address
TURNBACH, JAMES E Agent 228 SOUTH SIXTH STREETGADSDEN, AL 35901

Director

Name Role Address
PRUETT, JAMES D Director 228 SOUTH SIXTH STREETGADSDEN, AL 35901
HUDSON, WILLIAM Director 2109 LAKE HEATHER WAYBIRMINGHAM, AL 35242
TURNBACH, JAMES E Director 228 SOUTH SIXTH STREETGADSDEN, AL 35901
WARREN, HOWARD B Director 228 SOUTH SIXTH STREETGADSDEN, AL 35901

Incorporator

Name Role Address
PRUETT, JAMES D Incorporator 228 SOUTH SIXTH STREETGADSDEN, AL 35901
HUDSON, WILLIAM D Incorporator 1040 FORREST AVEGADSDEN, AL 35901
TURNBACH, JAMES E Incorporator 228 SOUTH SIXTH STREETGADSDEN, AL 35901
WARREN, HOWARD B Incorporator 228 SOUTH SIXTH STREETGADSDEN, AL 35901

Events

Event Date Event Type Old Value New Value
2023-02-23 Name Change Turnbach, Warren, Rice, Lloyd, Frederick & Smith, P.C. Turnbach, Warren, Rice, Frederick & Smith, P.C.
2015-02-03 Name Change Turnbach, Warren, Lloyd, Frederick & Smith, P.C. Turnbach, Warren, Rice, Lloyd, Frederick & Smith, P.C.
2013-11-15 Name Change Turnbach, Warren, Roberts & Lloyd, P.C. Turnbach, Warren, Lloyd, Frederick & Smith, P.C.
2003-07-11 Name Change Turnbach & Warren, P.C. Turnbach, Warren, Roberts & Lloyd, P.C.
1991-01-16 Name Change Pruett, Turnbach & Warren Attorneys at Law, P.C. Turnbach & Warren, P.C.
1987-02-20 Name Change Pruett, Hudson, Turnbach & Warren Attorneys at Law, P.C. Pruett, Turnbach & Warren Attorneys at Law, P.C.

Related by officers

TURNBACH, JAMES E

Brad's of Alabama, Inc. The Lil' Kitchen R O A, L.L.C The Overlook Development Group, L.L.C. Etowah Chemical Co., Inc. Etowah County Community Punishment and Corrections Authority

PRUETT, JAMES D

M. & S. Construction Company, Inc. Global Sports, Inc. Medmarco, Inc. Pruett and Daniel, Inc. Guaranty Financial Company Pruett & McWhorter, P.C. Oldover Too, Inc. James D. Pruett, P.C. Arrowhead Supply Co. of Centre, Inc. Driftwood Enterprises, Inc.

HUDSON, WILLIAM

The Hudson Companies Inc. Office Wherever, LLC MTB Properties, LLC SoMed Solutions, LLC Ryan Baptist Church Alder Springs Volunteer Fire Department, Inc. The Commercial Development Authority of the City of Warrior, Alabama

WARREN, HOWARD B

Brad's of Alabama, Inc. The Lil' Kitchen Boaz Steel, Inc. Taber Farms Home Owners Association Inc. Wilson Taber, L.L.C. Go San International Incorporated Roller Therm, Inc. Haren Construction Company, Inc.

HUDSON, WILLIAM D

Leigh, Inc. Lambert Food Stores, Inc. Dixie In-Dash, Incorporated Hudson-Lee Converging Technologies, Inc. Amenta, Inc. Hudson Auto Parts, Inc. Alabama Wine Board Keep It Wild, Inc. Monroe County High School Memorial Scholarship Foundation, Inc. Axis Ventures, LLC

Related by address

No related companies by address

Date of last update: 31 Jul 2024

Sources: Alabama Secretary of State

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