JONES STEPHENS CORP. 401(K) PLAN
|
2015
|
631098381
|
2016-10-13
|
JONES STEPHENS CORP.
|
163
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1996-01-01
|
Business code |
423700
|
Sponsor’s telephone number |
2056407200
|
Plan sponsor’s mailing address |
P.O. BOX 580, MOODY, AL, 350040580
|
Plan sponsor’s
address |
3249 MOODY PARKWAY, MOODY, AL, 350042622
|
Plan administrator’s name and address
Administrator’s EIN |
631098381 |
Plan administrator’s name |
JONES STEPHENS CORP. |
Plan administrator’s
address |
P.O. BOX 580, MOODY, AL, 350040580 |
Administrator’s telephone number |
2056407200 |
Number of participants as of the end of the plan year
Active participants |
0 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
0 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
|
JONES STEPHENS CORP. 401(K) PLAN
|
2014
|
631098381
|
2015-10-14
|
JONES STEPHENS CORP.
|
183
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1996-01-01
|
Business code |
423700
|
Sponsor’s telephone number |
2056407200
|
Plan sponsor’s mailing address |
P.O. BOX 580, MOODY, AL, 350040580
|
Plan sponsor’s
address |
3249 MOODY PARKWAY, MOODY, AL, 350042622
|
Plan administrator’s name and address
Administrator’s EIN |
631098381 |
Plan administrator’s name |
JONES STEPHENS CORP. |
Plan administrator’s
address |
P.O. BOX 580, MOODY, AL, 350040580 |
Administrator’s telephone number |
2056407200 |
Number of participants as of the end of the plan year
Active participants |
150 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
14 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
113 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2015-10-14 |
Name of individual signing |
GREGORY L. CALDWELL |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
JONES STEPHENS CORP. 401(K) PLAN
|
2013
|
631098381
|
2014-07-31
|
JONES STEPHENS CORP.
|
180
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1996-01-01
|
Business code |
423700
|
Sponsor’s telephone number |
2056407200
|
Plan sponsor’s mailing address |
P.O. BOX 580, MOODY, AL, 350040580
|
Plan sponsor’s
address |
3249 MOODY PARKWAY, MOODY, AL, 350042622
|
Plan administrator’s name and address
Administrator’s EIN |
631098381 |
Plan administrator’s name |
JONES STEPHENS CORP. |
Plan administrator’s
address |
P.O. BOX 580, MOODY, AL, 350040580 |
Administrator’s telephone number |
2056407200 |
Number of participants as of the end of the plan year
Active participants |
165 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
20 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
132 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2014-07-31 |
Name of individual signing |
GREGORY L. CALDWELL |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
JONES STEPHENS CORP. 401(K) PLAN
|
2012
|
631098381
|
2013-09-11
|
JONES STEPHENS CORP.
|
192
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1996-01-01
|
Business code |
423700
|
Sponsor’s telephone number |
2056407200
|
Plan sponsor’s mailing address |
P.O. BOX 580, MOODY, AL, 350040580
|
Plan sponsor’s
address |
3249 MOODY PARKWAY, MOODY, AL, 350042622
|
Plan administrator’s name and address
Administrator’s EIN |
631098381 |
Plan administrator’s name |
JONES STEPHENS CORP. |
Plan administrator’s
address |
P.O. BOX 580, MOODY, AL, 350040580 |
Administrator’s telephone number |
2056407200 |
Number of participants as of the end of the plan year
Active participants |
152 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
22 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
135 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
1 |
Signature of
Role |
Plan administrator |
Date |
2013-09-11 |
Name of individual signing |
GREGORY L. CALDWELL |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
JONES STEPHENS CORP. 401(K) PLAN
|
2011
|
631098381
|
2012-10-09
|
JONES STEPHENS CORP.
|
197
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1996-01-01
|
Business code |
423700
|
Sponsor’s telephone number |
2056407200
|
Plan sponsor’s mailing address |
P.O. BOX 580, MOODY, AL, 350040580
|
Plan sponsor’s
address |
3249 MOODY PARKWAY, MOODY, AL, 350042622
|
Plan administrator’s name and address
Administrator’s EIN |
631098381 |
Plan administrator’s name |
JONES STEPHENS CORP. |
Plan administrator’s
address |
P.O. BOX 580, MOODY, AL, 350040580 |
Administrator’s telephone number |
2056407200 |
Number of participants as of the end of the plan year
Active participants |
162 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
28 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
148 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2012-10-09 |
Name of individual signing |
GREGORY L. CALDWELL |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
JONES STEPHENS CORP. 401(K) PLAN
|
2010
|
631098381
|
2011-10-05
|
JONES STEPHENS CORP.
|
212
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1996-01-01
|
Business code |
423700
|
Sponsor’s telephone number |
2056407200
|
Plan sponsor’s mailing address |
P.O. BOX 580, MOODY, AL, 350040580
|
Plan sponsor’s
address |
3249 MOODY PARKWAY, MOODY, AL, 350042622
|
Plan administrator’s name and address
Administrator’s EIN |
631098381 |
Plan administrator’s name |
JONES STEPHENS CORP. |
Plan administrator’s
address |
P.O. BOX 580, MOODY, AL, 350040580 |
Administrator’s telephone number |
2056407200 |
Number of participants as of the end of the plan year
Active participants |
154 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
32 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
147 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
5 |
Signature of
Role |
Plan administrator |
Date |
2011-10-05 |
Name of individual signing |
GREGORY L. CALDWELL |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
JONES STEPHENS CORP. 401(K) PLAN
|
2009
|
631098381
|
2010-10-05
|
JONES STEPHENS CORP.
|
234
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1996-01-01
|
Business code |
423700
|
Sponsor’s telephone number |
2056407200
|
Plan sponsor’s mailing address |
P.O. BOX 580, MOODY, AL, 350040580
|
Plan sponsor’s
address |
3249 MOODY PARKWAY, MOODY, AL, 350042622
|
Plan administrator’s name and address
Administrator’s EIN |
631098381 |
Plan administrator’s name |
JONES STEPHENS CORP. |
Plan administrator’s
address |
P.O. BOX 580, MOODY, AL, 350040580 |
Administrator’s telephone number |
2056407200 |
Number of participants as of the end of the plan year
Active participants |
169 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
38 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
169 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
19 |
Signature of
Role |
Plan administrator |
Date |
2010-10-05 |
Name of individual signing |
GREGORY L. CALDWELL |
Valid signature |
Filed with authorized/valid electronic signature |
|
|