| Name: | UBS Securities LLC |
| Jurisdiction: | Alabama |
| Legal type: | Foreign Limited Liability Company |
| Status: | Exists |
| Date of registration: | 14 Nov 1995 (29 years ago) (Companies founded in November 1995) |
| Entity Number: | 000-601-313 |
| Register Number: | 000601313 |
| Historical Names: |
WARBURG DILLON READ LLC
UBS Warburg LLC |
| ZIP code: | 36104 (Companies in Montgomery, 36104) |
| County: | Montgomery |
| Place of Formation: | Delaware |
| Principal Address: | 677 WASHINGTON BLVDSTAMFORD,, CT 06901 |
| Principal Mailing Address: | 4 FIRST AMERICAN WAYSANTA ANA, CA 92707 |
| Registered Office Street Address: | 641 SOUTH LAWRENCE STREETMONTGOMERY, AL 36104 |
Activities
REGISTERED BROKER DEALER
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY INC | Agent | 251 LITTLE FALLS DRIVEWILMINGTON, DE 19808 |
| Event Date | Event Type | Old Value | New Value |
|---|---|---|---|
| 2003-06-09 | Name Change | UBS Warburg LLC | UBS Securities LLC |
| 2000-05-01 | Name Change | WARBURG DILLON READ LLC | UBS Warburg LLC |
Date of last update: 14 Aug 2024
Sources: Alabama Secretary of State
