BROKERAGE RESOURCES OF AMERICA PROFIT SHARING 401(K) PLAN
|
2012
|
412077490
|
2013-11-13
|
BROKERAGE RESOURCES OF AMERICA, LLC
|
11
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2008-01-01
|
Business code |
524210
|
Sponsor’s telephone number |
2058684622
|
Plan sponsor’s mailing address |
1 INDEPENDENCE PLAZA, STE 101, BIRMINGHAM, AL, 35209
|
Plan sponsor’s
address |
1 INDEPENDENCE PLAZA, STE 101, BIRMINGHAM, AL, 35209
|
Plan administrator’s name and address
Administrator’s EIN |
412077490 |
Plan administrator’s name |
BROKERAGE RESOURCES OF AMERICA, LLC |
Plan administrator’s
address |
1 INDEPENDENCE PLAZA, STE 101, BIRMINGHAM, AL, 35209 |
Administrator’s telephone number |
2058684622 |
Number of participants as of the end of the plan year
Active participants |
6 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
5 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
9 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2013-11-13 |
Name of individual signing |
JO ANN SHAW |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2013-11-13 |
Name of individual signing |
JO ANN SHAW |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
BROKERAGE RESOURCES OF AMERICA PROFIT SHARING 401(K) PLAN
|
2011
|
412077490
|
2012-07-20
|
BROKERAGE RESOURCES OF AMERICA, LLC
|
12
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2008-01-01
|
Business code |
524210
|
Sponsor’s telephone number |
2058684622
|
Plan sponsor’s mailing address |
1 INDEPENDENCE PLAZA, STE 101, BIRMINGHAM, AL, 35209
|
Plan sponsor’s
address |
1 INDEPENDENCE PLAZA, STE 101, BIRMINGHAM, AL, 35209
|
Plan administrator’s name and address
Administrator’s EIN |
412077490 |
Plan administrator’s name |
BROKERAGE RESOURCES OF AMERICA, LLC |
Plan administrator’s
address |
1 INDEPENDENCE PLAZA, STE 101, BIRMINGHAM, AL, 35209 |
Administrator’s telephone number |
2058684622 |
Number of participants as of the end of the plan year
Active participants |
7 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
4 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
9 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2012-07-20 |
Name of individual signing |
CHRISTOPHER SONIAT |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
BROKERAGE RESOURCES OF AMERICA PROFIT SHARING 401(K) PLAN
|
2010
|
412077490
|
2011-04-20
|
BROKERAGE RESOURCES OF AMERICA, LLC
|
17
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2008-01-01
|
Business code |
524210
|
Sponsor’s telephone number |
2058684622
|
Plan sponsor’s mailing address |
1 INDEPENDENCE PLAZA, STE 101, BIRMINGHAM, AL, 35209
|
Plan sponsor’s
address |
1 INDEPENDENCE PLAZA, STE 101, BIRMINGHAM, AL, 35209
|
Plan administrator’s name and address
Administrator’s EIN |
412077490 |
Plan administrator’s name |
BROKERAGE RESOURCES OF AMERICA, LLC |
Plan administrator’s
address |
1 INDEPENDENCE PLAZA, STE 101, BIRMINGHAM, AL, 35209 |
Administrator’s telephone number |
2058684622 |
Number of participants as of the end of the plan year
Active participants |
6 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
6 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
11 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2011-04-20 |
Name of individual signing |
CHRISTOPHER SONIAT |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
BROKERAGE RESOURCES OF AMERICA PROFIT SHARING 401(K) PLAN
|
2009
|
412077490
|
2010-06-03
|
BROKERAGE RESOURCES OF AMERICA, LLC
|
22
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2008-01-01
|
Business code |
524210
|
Sponsor’s telephone number |
2058684622
|
Plan sponsor’s mailing address |
1 INDEPENDENCE PLAZA, STE 101, BIRMINGHAM, AL, 35209
|
Plan sponsor’s
address |
1 INDEPENDENCE PLAZA, STE 101, BIRMINGHAM, AL, 35209
|
Plan administrator’s name and address
Administrator’s EIN |
412077490 |
Plan administrator’s name |
BROKERAGE RESOURCES OF AMERICA, LLC |
Plan administrator’s
address |
1 INDEPENDENCE PLAZA, STE 101, BIRMINGHAM, AL, 35209 |
Administrator’s telephone number |
2058684622 |
Number of participants as of the end of the plan year
Active participants |
10 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
7 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
10 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2010-06-03 |
Name of individual signing |
CHRISTOPHER SONIAT |
Valid signature |
Filed with authorized/valid electronic signature |
|
|