| Name: | Waverly Advisors, LLC |
| Jurisdiction: | Alabama |
| Legal type: | Domestic Limited Liability Company |
| Status: | Exists |
| Date of registration: | 01 Jul 1999 (25 years ago) |
| Entity Number: | 000-665-088 |
| Register Number: | 000665088 |
| Historical Names: |
WAKM Financial Services, LLC
WAKM Financial Advisors, LLC Warren, Averett, Kimbrough & Marino Wealth Management, LLC Warren Averett Asset Management, LLC WA Asset Management, LLC |
| County: | Shelby |
| Place of Formation: | Jefferson County |
| Registered Office Street Address: | 4000 EAGLE POINT CORPORATE DRIVEBIRMINGHAM, AL 35242 |
| Registered Office Street Address ZIP Code: | 35242 |
Activities
PROVIDING VARIOUS FINANCIAL SERVICES
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | Waverly Advisors, LLC | 20238134945 | COLORADO |
| Headquarter of | Waverly Advisors, LLC | LLC_14043764 | ILLINOIS |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1568787 | 600 UNIVERSITY PARK PLACE, SUITE 501, BIRMINGHAM, AL, 35209 | 600 UNIVERSITY PARK PLACE, SUITE 501, BIRMINGHAM, AL, 35209 | 205-871-3334 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | N-PX |
| File number | 028-15191 |
| Filing date | 2024-08-29 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2024-08-14
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2024-08-14 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2024-05-15
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2024-05-15 |
| Reporting date | 2024-03-31 |
| File | View File |
Filings since 2024-02-14
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2024-02-14 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-11-14
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2023-11-14 |
| Reporting date | 2023-09-30 |
| File | View File |
Filings since 2023-08-15
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2023-08-15 |
| Reporting date | 2023-06-30 |
| File | View File |
Filings since 2023-05-16
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2023-05-16 |
| Reporting date | 2023-03-31 |
| File | View File |
Filings since 2023-02-15
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2023-02-15 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-11-15
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2022-11-15 |
| Reporting date | 2022-09-30 |
| File | View File |
Filings since 2022-08-15
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2022-08-15 |
| Reporting date | 2022-06-30 |
| File | View File |
Filings since 2022-05-17
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2022-05-17 |
| Reporting date | 2022-03-31 |
| File | View File |
Filings since 2022-02-15
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2022-02-15 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-11-15
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2021-11-15 |
| Reporting date | 2021-09-30 |
| File | View File |
Filings since 2021-08-17
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2021-08-17 |
| Reporting date | 2021-06-30 |
| File | View File |
Filings since 2021-05-24
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2021-05-24 |
| Reporting date | 2021-03-31 |
| File | View File |
Filings since 2021-02-16
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2021-02-16 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-11-02
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2020-11-02 |
| Reporting date | 2020-09-30 |
| File | View File |
Filings since 2020-08-17
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2020-08-17 |
| Reporting date | 2020-06-30 |
| File | View File |
Filings since 2020-05-14
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2020-05-14 |
| Reporting date | 2020-03-31 |
| File | View File |
Filings since 2020-02-07
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2020-02-07 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-11-12
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2019-11-12 |
| Reporting date | 2019-09-30 |
| File | View File |
Filings since 2019-08-12
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2019-08-12 |
| Reporting date | 2019-06-30 |
| File | View File |
Filings since 2019-05-06
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2019-05-06 |
| Reporting date | 2019-03-31 |
| File | View File |
Filings since 2019-02-13
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2019-02-13 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-11-05
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2018-11-05 |
| Reporting date | 2018-09-30 |
| File | View File |
Filings since 2018-08-02
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2018-08-02 |
| Reporting date | 2018-06-30 |
| File | View File |
Filings since 2018-05-04
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2018-05-04 |
| Reporting date | 2018-03-31 |
| File | View File |
Filings since 2018-02-12
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2018-02-12 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-10-30
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2017-10-30 |
| Reporting date | 2017-09-30 |
| File | View File |
Filings since 2017-07-27
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2017-07-27 |
| Reporting date | 2017-06-30 |
| File | View File |
Filings since 2017-05-08
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2017-05-08 |
| Reporting date | 2017-03-31 |
| File | View File |
Filings since 2017-01-24
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2017-01-24 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-10-27
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2016-10-27 |
| Reporting date | 2016-09-30 |
| File | View File |
Filings since 2016-07-13
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2016-07-13 |
| Reporting date | 2016-06-30 |
| File | View File |
Filings since 2016-04-20
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2016-04-20 |
| Reporting date | 2016-03-31 |
| File | View File |
Filings since 2016-02-08
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2016-02-08 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-11-02
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2015-11-02 |
| Reporting date | 2015-09-30 |
| File | View File |
Filings since 2015-08-10
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2015-08-10 |
| Reporting date | 2015-06-30 |
| File | View File |
Filings since 2015-05-07
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2015-05-07 |
| Reporting date | 2015-03-31 |
| File | View File |
Filings since 2015-01-15
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2015-01-15 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-10-28
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2014-10-28 |
| Reporting date | 2014-09-30 |
| File | View File |
Filings since 2014-07-29
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2014-07-29 |
| Reporting date | 2014-06-30 |
| File | View File |
Filings since 2014-04-28
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2014-04-28 |
| Reporting date | 2014-03-31 |
| File | View File |
Filings since 2014-01-27
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2014-01-27 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-10-23
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2013-10-23 |
| Reporting date | 2013-09-30 |
| File | View File |
Filings since 2013-07-31
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2013-07-31 |
| Reporting date | 2013-06-30 |
| File | View File |
Filings since 2013-04-30
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2013-04-30 |
| Reporting date | 2013-03-31 |
| File | View File |
Filings since 2013-02-13
| Form type | 13F-HR |
| File number | 028-15191 |
| Filing date | 2013-02-13 |
| Reporting date | 2012-12-31 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| WAVERLY ADVISORS, LLC 401(K) PLAN | 2023 | 631229657 | 2024-07-11 | WAVERLY ADVISORS, LLC | 102 | |||||||||||||||||||||
|
||||||||||||||||||||||||||
| Role | Plan administrator |
| Date | 2024-07-11 |
| Name of individual signing | STEVEN CAUSEY |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2022-01-01 |
| Business code | 541990 |
| Sponsor’s telephone number | 2058713334 |
| Plan sponsor’s address | 600 UNIVERSITY PARK PLACE, STE 501, BIRMINGHAM, AL, 35209 |
Signature of
| Role | Plan administrator |
| Date | 2023-10-10 |
| Name of individual signing | STEVEN CAUSEY |
| Name | Role |
|---|---|
| CORPORATE CREATIONS NETWORK | Agent |
| Name | Role |
|---|---|
| WAKM COMPANIES LLC | Member |
| Event Date | Event Type | Old Value | New Value |
|---|---|---|---|
| 2022-10-11 | Name Change | WA Asset Management, LLC | Waverly Advisors, LLC |
| 2022-01-06 | Name Change | Warren Averett Asset Management, LLC | WA Asset Management, LLC |
| 2012-03-22 | Name Change | Warren, Averett, Kimbrough & Marino Wealth Management, LLC | Warren Averett Asset Management, LLC |
| 2005-02-08 | Name Change | WAKM Financial Advisors, LLC | Warren, Averett, Kimbrough & Marino Wealth Management, LLC |
| 1999-12-29 | Name Change | WAKM Financial Services, LLC | WAKM Financial Advisors, LLC |
Date of last update: 15 Aug 2024
Sources: Alabama Secretary of State
