| Name: | Level Four Financial, LLC |
| Jurisdiction: | Alabama |
| Legal type: | Domestic Limited Liability Company |
| Status: | Exists |
| Date of registration: | 22 Jan 2004 (21 years ago) (Companies founded in January 2004) |
| Entity Number: | 000-696-604 |
| Register Number: | 000696604 |
| Historical Names: |
Harbor Financial Services, LLC
|
| ZIP code: | 36558 (Companies in Washington, 36558) |
| County: | Washington |
| Place of Formation: | Mobile County |
| Registered Office Street Address: | 30433 HWY 17 NORTHMILLRY, AL 36558 |
Activities
ANY LAWFUL ACTIVITY
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | Level Four Financial, LLC | 601235 | IDAHO |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 857602 | 12400 COIT ROAD, SUITE 700, DALLAS, TX, 75251 | 12400 COIT ROAD, SUITE 700, DALLAS, TX, 75251 | 251-445-2434 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-41965 |
| Filing date | 2024-03-01 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-03-31
| Form type | X-17A-5 |
| File number | 008-41965 |
| Filing date | 2023-03-31 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-04-15
| Form type | FOCUSN |
| File number | 008-41965 |
| Filing date | 2022-04-15 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2022-04-15
| Form type | X-17A-5 |
| File number | 008-41965 |
| Filing date | 2022-04-15 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-10-12
| Form type | 13F-HR |
| File number | 028-20735 |
| Filing date | 2021-10-12 |
| Reporting date | 2021-09-30 |
| File | View File |
Filings since 2021-08-09
| Form type | 13F-HR |
| File number | 028-20735 |
| Filing date | 2021-08-09 |
| Reporting date | 2021-06-30 |
| File | View File |
Filings since 2021-05-10
| Form type | 13F-HR |
| File number | 028-20735 |
| Filing date | 2021-05-10 |
| Reporting date | 2021-03-31 |
| File | View File |
Filings since 2021-03-02
| Form type | X-17A-5 |
| File number | 008-41965 |
| Filing date | 2021-03-02 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2021-02-12
| Form type | 13F-HR |
| File number | 028-20735 |
| Filing date | 2021-02-12 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2021-01-04
| Form type | FOCUSN |
| File number | 008-41965 |
| Filing date | 2021-01-04 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-08-03
| Form type | MA-W |
| File number | 867-01344 |
| Filing date | 2020-08-03 |
| File | View File |
Filings since 2020-08-03
| Form type | MA-I/A |
| File number | 868-04454 |
| Filing date | 2020-08-03 |
| File | View File |
Filings since 2020-06-17
| Form type | MA-A |
| File number | 867-01344 |
| Filing date | 2020-06-17 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2020-02-28
| Form type | FOCUSN |
| File number | 008-41965 |
| Filing date | 2020-02-28 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2020-02-28
| Form type | X-17A-5 |
| File number | 008-41965 |
| Filing date | 2020-02-28 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-03-29
| Form type | MA-A |
| File number | 867-01344 |
| Filing date | 2019-03-29 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2019-03-01
| Form type | X-17A-5 |
| File number | 008-41965 |
| Filing date | 2019-03-01 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-08-01
| Form type | MA-I/A |
| File number | 868-04454 |
| Filing date | 2018-08-01 |
| File | View File |
Filings since 2018-07-31
| Form type | MA/A |
| File number | 867-01344 |
| Filing date | 2018-07-31 |
| File | View File |
Filings since 2018-02-28
| Form type | X-17A-5 |
| File number | 008-41965 |
| Filing date | 2018-02-28 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2018-02-28
| Form type | FOCUSN |
| File number | 008-41965 |
| Filing date | 2018-02-28 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2018-01-25
| Form type | MA-A |
| File number | 867-01344 |
| Filing date | 2018-01-25 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-08-17
| Form type | MA/A |
| File number | 867-01344 |
| Filing date | 2017-08-17 |
| File | View File |
Filings since 2017-08-17
| Form type | MA-I/A |
| File number | 868-04454 |
| Filing date | 2017-08-17 |
| File | View File |
Filings since 2017-08-17
| Form type | MA-I/A |
| File number | 868-04454 |
| Filing date | 2017-08-17 |
| File | View File |
Filings since 2017-08-17
| Form type | MA-I/A |
| File number | 868-04454 |
| Filing date | 2017-08-17 |
| File | View File |
Filings since 2017-08-17
| Form type | MA-I/A |
| File number | 868-04454 |
| Filing date | 2017-08-17 |
| File | View File |
Filings since 2017-08-17
| Form type | MA-I/A |
| File number | 868-04454 |
| Filing date | 2017-08-17 |
| File | View File |
Filings since 2017-04-28
| Form type | 144 |
| Filing date | 2017-04-28 |
| File | View File |
Filings since 2017-03-02
| Form type | X-17A-5 |
| File number | 008-41965 |
| Filing date | 2017-03-02 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2017-01-24
| Form type | MA-I/A |
| File number | 868-04454 |
| Filing date | 2017-01-24 |
| File | View File |
Filings since 2017-01-19
| Form type | MA-A |
| File number | 867-01344 |
| Filing date | 2017-01-19 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-08-11
| Form type | MA-A |
| File number | 867-01344 |
| Filing date | 2016-08-11 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-08-09
| Form type | MA/A |
| File number | 867-01344 |
| Filing date | 2016-08-09 |
| File | View File |
Filings since 2016-08-08
| Form type | MA-I/A |
| File number | 868-04454 |
| Filing date | 2016-08-08 |
| File | View File |
Filings since 2016-02-26
| Form type | X-17A-5 |
| File number | 008-41965 |
| Filing date | 2016-02-26 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-02-26
| Form type | FOCUSN |
| File number | 008-41965 |
| Filing date | 2016-02-26 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-10-19
| Form type | MA/A |
| File number | 867-01344 |
| Filing date | 2015-10-19 |
| File | View File |
Filings since 2015-10-16
| Form type | MA-I/A |
| File number | 868-04454 |
| Filing date | 2015-10-16 |
| File | View File |
Filings since 2015-03-02
| Form type | FOCUSN |
| File number | 008-41965 |
| Filing date | 2015-03-02 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-03-02
| Form type | X-17A-5 |
| File number | 008-41965 |
| Filing date | 2015-03-02 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-12-12
| Form type | MA |
| File number | 867-01344 |
| Filing date | 2014-12-12 |
| File | View File |
Filings since 2014-10-31
| Form type | MA-I |
| File number | 868-04454 |
| Filing date | 2014-10-31 |
| File | View File |
Filings since 2014-10-30
| Form type | MA-I |
| File number | 868-04454 |
| Filing date | 2014-10-30 |
| File | View File |
Filings since 2014-10-30
| Form type | MA-I |
| File number | 868-04454 |
| Filing date | 2014-10-30 |
| File | View File |
Filings since 2014-10-30
| Form type | MA-I |
| File number | 868-04454 |
| Filing date | 2014-10-30 |
| File | View File |
Filings since 2014-10-30
| Form type | MA-I |
| File number | 868-04454 |
| Filing date | 2014-10-30 |
| File | View File |
Filings since 2014-10-30
| Form type | MA-I |
| File number | 868-04454 |
| Filing date | 2014-10-30 |
| File | View File |
Filings since 2014-10-30
| Form type | MA-I |
| File number | 868-04454 |
| Filing date | 2014-10-30 |
| File | View File |
Filings since 2014-10-30
| Form type | MA-I |
| File number | 868-04454 |
| Filing date | 2014-10-30 |
| File | View File |
Filings since 2014-10-30
| Form type | MA-I |
| File number | 868-04454 |
| Filing date | 2014-10-30 |
| File | View File |
Filings since 2014-03-04
| Form type | X-17A-5 |
| File number | 008-41965 |
| Filing date | 2014-03-04 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-02-28
| Form type | X-17A-5 |
| File number | 008-41965 |
| Filing date | 2013-02-28 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-02-28
| Form type | X-17A-5 |
| File number | 008-41965 |
| Filing date | 2012-02-28 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-02-28
| Form type | X-17A-5 |
| File number | 008-41965 |
| Filing date | 2011-02-28 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-02-26
| Form type | X-17A-5 |
| File number | 008-41965 |
| Filing date | 2010-02-26 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-02-27
| Form type | X-17A-5 |
| File number | 008-41965 |
| Filing date | 2009-02-27 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-28
| Form type | X-17A-5 |
| File number | 008-41965 |
| Filing date | 2008-02-28 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-02-27
| Form type | X-17A-5 |
| File number | 008-41965 |
| Filing date | 2007-02-27 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-02-28
| Form type | X-17A-5 |
| File number | 008-41965 |
| Filing date | 2006-02-28 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-03-01
| Form type | X-17A-5 |
| File number | 008-41965 |
| Filing date | 2005-03-01 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-02-26
| Form type | X-17A-5 |
| File number | 008-41965 |
| Filing date | 2004-02-26 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-03-04
| Form type | X-17A-5 |
| File number | 008-41965 |
| Filing date | 2003-03-04 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2002-03-12
| Form type | X-17A-5 |
| File number | 008-41965 |
| Filing date | 2002-03-12 |
| Reporting date | 2001-12-31 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| HARBOR FINANCIAL SERVICES 401(K) PLAN | 2020 | 200629176 | 2021-06-17 | HARBOR FINANCIAL SERVICES, LLC | 11 | |||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||
| Role | Plan administrator |
| Date | 2021-06-17 |
| Name of individual signing | MARC WHITEHEAD |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2008-04-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2516500840 |
| Plan sponsor’s address | 11 NORTH WATER STREET, SUITE 21290, MOBILE, AL, 36602 |
Signature of
| Role | Plan administrator |
| Date | 2020-06-18 |
| Name of individual signing | CHRIS GOODRICH |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2008-04-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2516500840 |
| Plan sponsor’s address | 11 NORTH WATER STREET, SUITE 21290, MOBILE, AL, 36602 |
Signature of
| Role | Plan administrator |
| Date | 2019-10-14 |
| Name of individual signing | MARC S. WHITEHEAD |
| Role | Employer/plan sponsor |
| Date | 2019-10-14 |
| Name of individual signing | MARC S. WHITEHEAD |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2008-04-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2516500840 |
| Plan sponsor’s address | 11 NORTH WATER STREET, SUITE 21290, MOBILE, AL, 36602 |
Signature of
| Role | Plan administrator |
| Date | 2018-07-17 |
| Name of individual signing | SHAY VERBECK |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2008-04-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2516500840 |
| Plan sponsor’s address | 11 N WATER ST STE 21290, MOBILE, AL, 36602 |
Signature of
| Role | Plan administrator |
| Date | 2017-06-07 |
| Name of individual signing | MARC WHITEHEAD |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2008-04-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2516500840 |
| Plan sponsor’s address | RSA BATTLEHOUSE TOWER, 11 N WATER ST STE 21290, MOBILE, AL, 36602 |
Signature of
| Role | Plan administrator |
| Date | 2016-06-23 |
| Name of individual signing | MARC WHITEHEAD |
| Role | Employer/plan sponsor |
| Date | 2016-06-23 |
| Name of individual signing | MARC WHITEHEAD |
| Name | Role | Address |
|---|---|---|
| BROWN, PAUL E | Agent | HIGHWAY 17 NORTHMILLRY, AL 36558 |
| Name | Role | Address |
|---|---|---|
| J ROE BURTON & CO INC | Member | No data |
| COSTARIDES, WILLIAM P | Member | 608 PROVIDENCE ESTATES BLVDMOBILE, AL 36695 |
| WHITEHEAD, MARC | Member | No data |
| Event Date | Event Type | Old Value | New Value |
|---|---|---|---|
| 2021-06-17 | Name Change | Harbor Financial Services, LLC | Level Four Financial, LLC |
Date of last update: 15 Aug 2024
Sources: Alabama Secretary of State
