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Sterne Agee Group, Inc.

Details

Name: Sterne Agee Group, Inc.
Jurisdiction: Alabama
Legal type: Foreign Corporation
Status: Exists
Date of registration: 12 Jul 1996 (28 years ago)
Entity Number: 000-906-905
Register Number: 000906905
Historical Names: Sterne, Agee & Leach Group, Inc.
County: Jefferson
Place of Formation: Delaware
Principal Address: 1901 SIXTH AVE N SUITE 2100BIRMINGHAM, AL 35203
Principal Address ZIP Code: 35203
Registered Office Street Address: 2 NORTH JACKSON STREET SUITE 605MONTGOMERY, AL 36104
Registered Office Street Address ZIP Code: 36104

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
NOLLENBERGER CAPITAL PARTNERS 401(K) PLAN 2012 630463600 2013-10-02 STERNE AGEE & LEACH GROUP INC. 53
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2003-01-01
Business code 523120
Sponsor’s telephone number 2059493500
Plan sponsor’s address 800 SHADES CREEK PARKWAY, SUITE 70, BIRMINGHAM, AL, 35209

Signature of
Role Plan administrator
Date 2013-10-02
Name of individual signing TAYLOR HAMMONS
Role Employer/plan sponsor
Date 2013-10-02
Name of individual signing TAYLOR HAMMONS
NOLLENBERGER CAPITAL PARTNERS 401(K) PLAN 2011 630463600 2012-08-22 STERNE AGEE & LEACH GROUP INC. 68
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2003-01-01
Business code 523120
Sponsor’s telephone number 2059493500
Plan sponsor’s address 800 SHADES CREEK PARKWAY, SUITE 70, BIRMINGHAM, AL, 35209

Plan administrator’s name and address
Administrator’s EIN 630463600
Plan administrator’s name STERNE AGEE & LEACH GROUP INC.
Plan administrator’s address 800 SHADES CREEK PARKWAY, SUITE 70, BIRMINGHAM, AL, 35209
Administrator’s telephone number 2059493500

Signature of
Role Plan administrator
Date 2012-08-22
Name of individual signing TAYLOR HAMMONS
Role Employer/plan sponsor
Date 2012-08-22
Name of individual signing TAYLOR HAMMONS
NOLLENBERGER CAPITAL PARTNERS 401(K) PLAN 2010 630463600 2011-09-09 STERNE AGEE & LEACH GROUP INC. 73
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2003-01-01
Business code 523120
Sponsor’s telephone number 2059493500
Plan sponsor’s address 800 SHADES CREEK PARKWAY, SUITE 70, BIRMINGHAM, AL, 35209

Plan administrator’s name and address
Administrator’s EIN 630463600
Plan administrator’s name STERNE AGEE & LEACH GROUP INC.
Plan administrator’s address 800 SHADES CREEK PARKWAY, SUITE 70, BIRMINGHAM, AL, 35209
Administrator’s telephone number 2059493500

Signature of
Role Plan administrator
Date 2011-09-09
Name of individual signing TAYLOR HAMMONS
Role Employer/plan sponsor
Date 2011-09-09
Name of individual signing TAYLOR HAMMONS
STERNE, AGEE & LEACH GROUP, INC. REVISED EMPLOYEE PROFIT SHARING PLAN 2009 630463600 2010-08-17 STERNE AGEE GROUP, INC. No data
File View Page
Three-digit plan number (PN) 001
Plan sponsor’s mailing address 800 SHADES CREEK PARKWAY, SUITE 700, BIRMINGHAM, AL, 35209
Plan sponsor’s address 800 SHADES CREEK PARKWAY, SUITE 700, BIRMINGHAM, AL, 35209

Plan administrator’s name and address
Administrator’s EIN 630463600
Plan administrator’s name STERNE AGEE GROUP, INC.
Plan administrator’s address 800 SHADES CREEK PARKWAY, SUITE 700, BIRMINGHAM, AL, 35209

Agent

Name Role
NATIONAL REGISTERED AGENTS INC Agent

Events

Event Date Event Type Old Value New Value
2006-06-21 Name Change Sterne, Agee & Leach Group, Inc. Sterne Agee Group, Inc.

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2 NORTH JACKSON STREET SUITE 605MONTGOMERY, AL 36104

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Date of last update: 16 Aug 2024

Sources: Alabama Secretary of State

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